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華東政法學院2005年博士研究生入學考試經濟法學專業外語
華東政法學院 xH,e$t#@@~
2005年博士研究生入學考試 _ ogN
考試科目：經濟法學專業外語 考試日期：2005年 月 日 Z
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考生注意：本試題分回答問題和翻譯兩部分。答題請寫在答題紙上，寫在本試卷冊上無效。 L/GV Qjb
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Part One: Short Essay Questions:
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Read the essay carefully and finish the following two instructions in your own words,
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A. Describe the national regulation framework of the U.S. securities market imposed in the 1930s in the U.S. (15%) I-kK^_0mV<
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B. Describe the debate around whether the national regulation of the securities market imposed after 1934 make any difference. (15%) NNJQDkO-I
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The Essay: ~0Zy$L/D
REGULATION OF THE SECURITIES MARKET z$/s` |]
There are many different interrelationships between securities markets and the law. For instance, securities are themselves contracts which create property rights. Participants in the securities markets buy and sell securities under the terms of specialized contracts. A principal concern of the law is fraud, deception and manipulation in securities markets, behavior that may be subject to private tort remedies, administrative penalties and criminal sanctions. Private organizations such as exchanges play an important role in organizing securities markets and regulating their participants. Securities markets are subject to some level of supervision and control by a public office or commission. The contract rights traded on securities markets may be issued by public or private bodies, or they may simply be, as is the case for exchange, traded derivatives, obligations of the exchange clearing house itself. G #E8xA"{/
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